Romero Financial & Insurance Services

Richard G. Romero, J.D.* and David K. Romero are licensed in California to offer life insurance (including variable life), annuities (including variable annuities), and securities registered in California.

This site is not a solicitation of interest in any of these products in any other state.

IMPORTANT CONSUMER INFORMATION: Richard G. Romero, J.D.* and David K. Romero may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if (s)he is excluded or exempted from the state's registration requirements. Follow-up, individualized responses to consumers in a particular state by Richard G. Romero, J.D.* and David K. Romero that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the state's requirements, or pursuant to an applicable state exemption or exclusion. For information concerning the licensure status or disciplinary history of a broker-dealer, investment advisor, BD agent or IA representative or any financial institution (s)he represents, contact your state securities law administrator.
 
Insurance products from the Principal Financial Group® are issued by Principal National Life Insurance Company (except in New York) and Principal Life Insurance Company; Des Moines, IA 50392.  Securities offered through Princor Financial Services Corporation, member SIPC, 800-247-1737. Principal National, Principal Life and Princor® are members of the Principal Financial Group, Des Moines, IA 50392. Richard G. Romero, J.D.* and David K. Romero are Princor Registered Representatives and Financial Representatives of Principal National and Principal Life.

Principal Life maintains certificates of authority to transact insurance in all 50 states. Principal Life NAIC identification number is 61271. Principal National NAIC identification number is 71161

*JD is an educational degree and the holder does not provide legal services on behalf of the companies of the Principal Financial Group®.

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